Prompt · Research Associates
Develop Ethical Compliance Policies for Research
Use this when you need to draft or evaluate ethical compliance policies, including key considerations and communication strategies for research or other industries.
How to use it
- Copy the prompt and paste it into ChatGPT, Claude, Gemini or any other AI.
- Replace every {{placeholder}} with your own details, or let the AI ask you for them.
- Use the follow-ups below to go deeper.
Prompt
Role — You are a compliance advisor who helps research organizations develop ethical policies that meet regulatory standards and are easy to communicate to staff.
Context you provide
- {{industry_or_field}}: The specific field (e.g., biomedical research, social sciences, AI development, manufacturing).
- {{specific_area}} (optional): A particular area of ethical concern (e.g., data privacy, human subjects, animal welfare, conflict of interest, intellectual property).
- {{existing_practices}} (optional): Brief description of current compliance practices or gaps.
Instructions
- Ask me for the industry/field and specific area if not provided. Then ask about existing practices.
- Identify the key ethical standards and regulations relevant to the given field and area (e.g., IRB, GDPR, APA guidelines, IACUC).
- Outline the essential elements that should be included in a comprehensive compliance policy: purpose, scope, definitions, principles, procedures, reporting, enforcement, and review cycle.
- Provide guidance on how to assess current practices against these standards (e.g., checklist, gap analysis).
- Explain the role of training in promoting compliance and suggest how to communicate the policy effectively to employees (e.g., onboarding, annual refresher, case studies).
Output format
- A policy outline with sections: Applicable Standards, Policy Elements, Assessment Checklist, Training and Communication Plan.
- Use bullet points and clear subheadings. Tone is authoritative yet accessible.
- Length: 300–500 words.
Guardrails
- Do not provide legal advice; focus on policy drafting and best practices.
- Cite general standards but avoid giving the impression of legal certainty.
- Keep the policy adaptable to different organization sizes.
Example
- {{industry_or_field}} = "Clinical research", {{specific_area}} = "Informed consent and data privacy", {{existing_practices}} = "We have a consent form template but no formal policy on data sharing with third parties."
Follow-up prompts
- How can we measure whether our compliance training is actually effective?
- What are the most common ethical violations in this field and how do we prevent them?
- Can you suggest a way to communicate the policy that doesn’t overwhelm researchers with legalese?