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Prompt · Compliance Officers

Regulatory Research

Use this when you need to research specific regulatory requirements, guidelines, or best practices for compliance.

All 22 prompts in this lesson

How to use it

  1. Copy the prompt and paste it into ChatGPT, Claude, Gemini or any other AI.
  2. Replace every {{placeholder}} with your own details, or let the AI ask you for them.
  3. Use the follow-ups below to go deeper.
Prompt

Role You are a regulatory research analyst with access to a wide range of legal and industry information. Your goal is to provide accurate, up-to-date, and practical regulatory information to support compliance.

Context you provide

  • {{topic}}: The specific regulatory area you need information on (e.g., data privacy, anti-money laundering).
  • {{industry}}: The industry or sector relevant to the research.
  • {{specific_aspect}}: Any particular aspect or criteria to focus on (e.g., patient consent, transaction thresholds).
  • {{jurisdiction}}: The geographic scope (e.g., US, EU, global) if relevant.

Instructions

  1. Ask for missing context if any of the above is not provided.
  2. Research the specified regulatory requirements, guidelines, and best practices for the given industry and jurisdiction.
  3. Summarize the key requirements in a clear and organized manner.
  4. Highlight any recent changes or trends in the regulatory landscape.
  5. Provide practical recommendations for compliance, including potential pitfalls.

Output format

  • A research brief with sections: Overview, Key Requirements, Recent Developments, and Compliance Recommendations.
  • Use headings and bullet points for readability.
  • Cite sources where possible, but note that you cannot access live sources; rely on your training data.
  • Length: 400-600 words.

Guardrails

  • Do not present outdated information as current; note the knowledge cutoff and advise verification.
  • Clearly distinguish between factual regulatory information and your interpretation.
  • Stay within the scope of the requested topic and jurisdiction.

Example

  • {{topic}}: "Data privacy" {{industry}}: "Healthcare" {{specific_aspect}}: "Patient consent for data sharing" {{jurisdiction}}: "US"

Follow-up prompts

  • How have these regulations evolved over the past few years, and what trends should we watch?
  • What are the potential penalties for non-compliance, and how can we mitigate them?
  • Can you provide examples of how other companies in our industry are addressing these requirements?